History
First London Securities (FLSC) was founded in 1991 by, Douglas Nichols and John Drake, investment professionals with a successful track record in the finance industry.
We are a member of the Financial Industry Regulatory Authority (FINRA), previously the National Association of Securities Dealers (NASD),a member of the Securities Investor Protection Corporation (SIPC) and registered with the Securities and Exchange Commission (SEC).
Over the past 20 years we have provided key services to our diverse clients that have spanned from Securities brokerage services, capital raising, private placements, Initial Public Offerings (IPO), Stock buy-backs, mergers, acquisitions, etc. Although our market maker operations ceased in 2009, we still work with partners and clients in listings and transactions for issuers.
In 2001 First London moved from their offices on State street in Dallas to our current location on Fairmount Street in the Uptown area, just north of the Arts district in downtown Dallas, TX.
Our offices occupy a refurbished classical 19th century Victorian Home that has been renovated to the specifications of the original 1889 plans.
The Allen House structure is noted as being one of the most distinguished, high-style examples of large Queen Anne-style domestic architecture remaining in Dallas. Click here for more details.
Today our focus addresses the needs of small business clients and the principals and executive members of their teams. We provide corporate advice, funding and personal investment alternatives. This underserved segment of our economy is the engine of growth and entrepreneurship that makes our country great and fuels innovation throughout the globe.
Whether you are an individual investor seeking alternative investment opportunities or a business owner ready to move your enterprise to the next step, we are here to help.
We look forward to working with you as your personal investment banking partner in exploring and executing the best financing strategy for you and your business.